Securities
and Exchange Board of India (Procedure for Holding Enquiry
by Enquiry Officer and Imposing Penalty) (Third Amendment)
Regulations, 2004
S.O No. 28 (E).-.In exercise of the powers conferred by section
30 of the Securities and Exchange Board of India Act, 1992
(15 of 1992), the Board hereby makes the following Regulations
to further amend the Securities and Exchange Board of India
(Procedure for Holding Enquiry by Enquiry Officer and Imposing
Penalty) Regulations, 2002, namely :-
1. These Regulations may be called the Securities and Exchange
Board of India (Procedure for Holding Enquiry by Enquiry Officer
and Imposing Penalty) (Third Amendment) Regulations, 2004.
2. They shall come into force on the date of their publication
in the Official Gazette.
3. In the Securities and Exchange Board of India (Procedure
for Holding Enquiry by Enquiry Officer and Imposing Penalty)
Regulations, 2002, in regulation 13, in sub-regulation (1),
in clause (a), in sub-clause (i), the words “warning
or” appearing before the word “censure”
shall be omitted.
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